Andrew SternbergCRD Number: 7129994
Current Firm: Vivaldi Capital Management LP
Andrew Sternberg (CRD# 7129994) is an Investment Advisor Representative working at Vivaldi Capital Management LP in Chicago, IL and has 1 year of experience in the finance industry. Andrew Sternberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Vivaldi Capital Management LLC||Chicago, IL||May 2013 - Current||9|
|Command Transportation||Skokie, IL||Sep 2012 - May 2013||< 1|
Total Assets Under Management3,329MILLIONS
Total Number of Accounts5,505ACCOUNTS
Average Account Value$604,704
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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