Andrew Sternberg, financial advisor Chicago IL

Andrew Sternberg

CRD Number: 7129994
Current Firm: Vivaldi Capital Management LP

Andrew Sternberg (CRD# 7129994) is an Investment Advisor Representative working at Vivaldi Capital Management LP in Chicago, IL and has 1 year of experience in the finance industry. Andrew Sternberg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Vivaldi Capital Management LLC Chicago, IL May 2013 - Current 11

Andrew Sternberg has no recent exams reported.
Contact Info for Andrew J. Sternberg
Phone Number: 312.248.8300
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    3,728
    MILLIONS
  • Total Number of Accounts
    6,627
    ACCOUNTS
  • Average Account Value
    $562,523
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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