Ashley ThomasCRD Number: 5360190
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ashley Thomas (CRD# 5360190) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, IL and has over 6 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
|Bank Of America, N.a.||Chicago, IL||Dec 2014 - Current||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chicago, IL||Oct 2014 - Current||2|
|Ameriprise Financial Services, Inc.||Chicago, IL||Jan 2013 - Oct 2014||1|
|Hornor Townsend & Kent Inc.||Horsham, PA||Jul 2011 - Dec 2012||1|
|Penn Mutual Life Ins Co||Horsham, PA||Jul 2011 - Dec 2012||1|
|Financial Network||El Segundo, CA||Nov 2010 - Jun 2011||< 1|
|Various Insurance Carriers For W & R Insurance Agencies||Chicago, IL||Aug 2010 - Jun 2011||< 1|
|Waddell & Reed Icn||Evergreen Park, IL||May 2010 - Oct 2010||< 1|
|Unemployed||Chicago, IL||Apr 2009 - May 2010||1|
|Mb Financial Bank||Rosemont, IL||Jul 2008 - Apr 2009||< 1|
|Chevy Chase Bank||Washington, DC||Sep 2006 - Jul 2008||1|
|Ubs Investment Bank||Stanford, CT||Jul 2005 - Sep 2006||1|
|Express Clothing Co||Chicago, IL||Mar 2005 - Jul 2005||< 1|
|Dean||Washington, DC||Sep 2004 - Mar 2005||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2010|
Total Assets Under Management575,342MILLIONS
Total Number of Accounts1,715,259ACCOUNTS
Average Account Value$335,425
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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