Brendon Ward, financial advisor Chicago IL

Brendon Ward

CRD Number: 7016756
Current Firm: Rbc Capital Markets, LLC

Brendon Ward (CRD# 7016756) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Chicago, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Chicago, IL Oct 2019 - Current 3
Td Ameritrade Chicago, IL Apr 2019 - Aug 2019 < 1
Northwestern Mutual Milwaukee, WI Sep 2018 - Apr 2019 < 1
Gloriosos Italian Market Milwaukee, WI Sep 2015 - Aug 2018 2
Sendiks Markets Milwaukee, WI Jul 2014 - Aug 2015 1
Unemployed Milwaukee, WI Sep 2013 - Jul 2014 < 1
Burger King Little Suamico, WI May 2012 - Aug 2013 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2019
S66 NASAA Uniform Combined State Law Examination Feb 2020
Contact Info for Brendon W. Ward
Phone Number: 212-858-7000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    183,481
    MILLIONS
  • Total Number of Accounts
    423,124
    ACCOUNTS
  • Average Account Value
    $433,634
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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