Catherine SmithCRD Number: 5328258
Current Firm: Kovitz Investment Group Partners, LLC
Catherine Smith (CRD# 5328258) is an Investment Advisor Representative working at Kovitz Investment Group Partners, LLC in Chicago, IL and has over 9 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Kovitz Investment Group Partners, LLC||Chicago, IL||Jan 2016 - Current||1|
|Kovitz Securities, LLC||Chicago, IL||Apr 2007 - Current||10|
|Kovitz Investment Group, LLC||Chicago, IL||Apr 2007 - Dec 2015||8|
|Kovitz Investment Group, LLC||Chicago, IL||Nov 2005 - Apr 2007||1|
|Student||Chicago Area, IL||Apr 1997 - Sep 2006||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management2,657MILLIONS
Total Number of Accounts3,100ACCOUNTS
Average Account Value$857,208
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, FL, IL, IN, MA, MI, MN, NC, NJ, NY, PA, TX, VA, WA, WI
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