Charles Miller, financial advisor Chicago IL
96 score

Charles Miller

CRD Number: 1027215
Current Firm: Triad Advisors, Inc.

Charles Miller (CRD# 1027215) is an Investment Advisor Representative working at Triad Advisors, Inc. in Chicago, IL and has over 34 years of experience in the finance industry. Charles Miller has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Triad Advisors, Inc. Norcross, GA Feb 2007 - Current 9
Charles D. Miller & Assoc. Chicago, IL Oct 2004 - Current 12
Topel Forman Consulting Chicago, IL Nov 1997 - Current 19
Jefferson Pilot Securities Corporation Concord, NH Apr 1993 - Feb 2007 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1982
Contact Info for Charles D. Miller
Phone Number: 800-720-4003
Registered State(s):
  • CA
  • FL
  • IL
  • IN
  • OH
  • SC
  • VA
  • WI
By the Numbers
  • Total Assets Under Management
    621
    MILLIONS
  • Total Number of Accounts
    3,756
    ACCOUNTS
  • Average Account Value
    $165,415
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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