Charles Travis, financial advisor Chicago IL
98 score

Charles Travis

CRD Number: 1025939
Current Firm: Rmb Capital Management

Charles Travis (CRD# 1025939) is an Investment Advisor Representative working at Rmb Capital Management in Chicago, IL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Rmb Capital Management, LLC Chicago, IL Apr 2007 - Current 9
First Albany Capital Inc. Chicago, IL Oct 2004 - Mar 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1982
S65 NASAA Investment Advisors Law Examination Jan 1998
Contact Info for Charles H. Travis
By the Numbers
  • Total Assets Under Management
    4,541
    MILLIONS
  • Total Number of Accounts
    12,675
    ACCOUNTS
  • Average Account Value
    $358,268
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
98
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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