Christopher Duff (CRD# 6420062) is an Investment Advisor Representative working at Keebeck Wealth Management LLC in Chicago, IL and has over 7 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Keebeck Wealth Management LLC | Chicago, IL | Sep 2018 - Current | 5 |
| Doug Roselieb/ Roselieb, Wells, Raia | Oak Brook, IL | Sep 2016 - Current | 7 |
| Axa Advisors, LLC | New York, NY | Nov 2016 - Aug 2018 | 1 |
| Ubs Financial Services, Inc. | Oakbrook Terrace, IL | Feb 2016 - Aug 2016 | < 1 |
| Liquor & Allied Workers Union Local No 3 | Chicago, IL | Sep 2015 - Feb 2016 | < 1 |
| Bank Of America Merrill Lynch | Chicago, IL | Nov 2014 - Jul 2015 | < 1 |
| Unemployed | Chicago, IL | May 2013 - Oct 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jul 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
- TX
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Total Assets Under Management1,623MILLIONS
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Total Number of Accounts814ACCOUNTS
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Average Account Value$1,993,982
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
AZ, FL, IL, KS, MI, NC, NE, OH, TX, WI
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