Clare Prendergast, financial advisor Chicago IL

Clare Prendergast

CRD Number: 6848372
Current Firm: Ubs Financial Services Inc.

Clare Prendergast (CRD# 6848372) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Chicago, IL Aug 2017 - Current 3
University Of Illinois Champaign-urbana-student Champaign, IL Aug 2013 - May 2017 3
Mother Mcauley High School Chicago, IL Aug 2009 - May 2013 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Mar 2020
Contact Info for Clare M. Prendergast
Phone Number: 201-352-3000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    591,361
    MILLIONS
  • Total Number of Accounts
    975,301
    ACCOUNTS
  • Average Account Value
    $606,337
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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