Daniel Rooker (CRD# 6121324) is an Investment Advisor Representative working at Slp Wealth in Durham, NC and has over 10 years of experience in the finance industry. Daniel Rooker has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2651246
Ae Wealth Management, LLC
CRD# 1158688
Townsend Asset Management Corp.
CRD# 1587979
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Slp Wealth | Chicago, IL | Apr 2023 - Current | 1 |
| Student Loan Planner | Chicago, IL | Mar 2021 - Current | 3 |
| Rooker Consulting Services LLC | Chicago, IL | Feb 2021 - Current | 3 |
| Rook Financial LLC | Chicago, IL | Feb 2021 - May 2023 | 2 |
| Hightower Advisors, LLC | Chicago, IL | Oct 2020 - Feb 2021 | < 1 |
| Private Vista, LLC | Chicago, IL | Mar 2018 - Sep 2020 | 2 |
| Clune & Associates | Chicago, IL | May 2017 - Jan 2018 | < 1 |
| The Next Level Planning Group | Chicago, IL | Apr 2016 - Apr 2017 | 1 |
| Stratos Wealth Partners | Cleveland, OH | Oct 2012 - Mar 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2013 |
| S63 | Uniform Securities State Law Examination | Apr 2016 |
- IL
- TX
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Total Assets Under Management9MILLIONS
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Total Number of Accounts230ACCOUNTS
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Average Account Value$38,940
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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