David StoneCRD Number: 703932
Current Firm: Iht Wealth Management LLC
David Stone (CRD# 703932) is an Investment Advisor Representative working at Iht Wealth Management LLC in Chicago, IL and has over 42 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
|Lpl Financial, LLC||Chicago, IL||May 2017 - Current||5|
|Iht Wealth Management, LLC||Chicago, IL||May 2017 - Current||5|
|Morgan Stanley Private Bank, National Association||New York, NY||Jan 2015 - May 2017||2|
|Morgan Stanley Smith Barney||Chicago, IL||Jun 2009 - May 2017||7|
|Morgan Stanley & Company, Incorporated||Chicago, IL||Apr 2007 - May 2017||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 1980|
|S65||NASAA Investment Advisors Law Examination||Nov 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management4,536MILLIONS
Total Number of Accounts23,580ACCOUNTS
Average Account Value$192,363
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, FL, GA, IA, IL, IN, KS, LA, MA, MD, MI, MN, MO, NC, NE, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI
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