Dennis Slott, financial advisor Chicago IL
96 score

Dennis Slott

CRD Number: 1302712
Current Firm: Vestor Capital, LLC

Dennis Slott (CRD# 1302712) is an Investment Advisor Representative working at Vestor Capital, LLC in Chicago, IL and has over 31 years of experience in the finance industry. Dennis Slott has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Vestor Capital Insurance Advisors, LLC Chicago, IL Oct 2012 - Current 4
Vestor Capital, LLC Chicago, IL Oct 2012 - Current 4
Vc Management, LLC Chicago, IL Oct 2012 - Current 4
Vestor Capital Securities, LLC Chicago, IL Oct 2010 - Current 6
Vestor Capital Partners, LLC Chicago, IL Oct 2010 - Oct 2012 2
Vestor Capital Corporation Chicago, IL Sep 2005 - Oct 2010 5
Vestor Capital Securities Corporation Chicago, IL Jul 2005 - Oct 2010 5
Vestor Capital Corporation Chicago, IL May 2001 - Oct 2010 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1985
S66 NASAA Uniform Combined State Law Examination Jul 2001
Contact Info for Dennis J. Slott
Phone Number: 312-641-2400
Registered State(s):
  • CA
  • CO
  • FL
  • GA
  • IL
  • IN
  • KY
  • NC
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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