Dwight Schwartz, financial advisor Chicago IL

Dwight Schwartz

CRD Number: 1362584
Current Firm: Charles Schwab & Company, Inc.

Dwight Schwartz (CRD# 1362584) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Chicago, IL and has over 8 years of experience in the finance industry.

Similar Advisors
Charles Melka, financial advisor Chicago IL
Charles P. Melka
CRD# 2216510
Sequoia Wealth Management, LLC
Similar Advisors
Greg Aagaard, financial advisor Chicago IL
Greg S. Aagaard
CRD# 4993109
Tc Wealth Partners, LLC
Similar Advisors
Thomas Aagaard, financial advisor Chicago IL
Thomas E. Aagaard
CRD# 5569194
Amplify Investments LLC
Company Name Location Dates Years
Charles Schwab & Company, Inc. Chicago, IL Aug 2015 - Current 5
Optionsxpress, Inc. Chicago, IL Jan 2017 - Oct 2017 < 1
Charles Schwab Bank Naperville, IL Aug 2015 - Jan 2017 1
Bill Kay Chevrolet Lisle, IL Mar 2015 - Aug 2015 < 1
Starbucks Downers Grove, IL Nov 2014 - Feb 2015 < 1
Nylife Securities LLC Deerfield, IL Jan 2012 - Oct 2014 2
New York Life Insurance Company Deerfield, IL Sep 2011 - Oct 2014 3
Self-employed Western Springs, IL Feb 1999 - Dec 2011 12
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
S63 Uniform Securities State Law Examination Aug 2012
Contact Info for Dwight R. Schwartz
Phone Number: 415-667-7000
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.