Elise Defenbaugh, financial advisor Chicago IL

Elise Defenbaugh

CRD Number: 6215960
Current Firm: Morgan Stanley

Elise Defenbaugh (CRD# 6215960) is an Investment Advisor Representative working at Morgan Stanley in Chicago, IL and has over 2 years of experience in the finance industry.

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Securities America Advisors, Inc.
Company Name Location Dates Years
Morgan Stanley Smith Barney LLC Chicago, IL Aug 2021 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago, IL Oct 2018 - Aug 2021 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Peoria, IL Jun 2013 - Sep 2018 5
Bank Of America Phoenix, AZ Sep 2008 - Jun 2013 4
Citizens Equity First Credit Union Peoria, IL May 2013 - May 2013 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2019
Contact Info for Elise D. Defenbaugh
Phone Number: 914-225-5510
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    1,075,993
    MILLIONS
  • Total Number of Accounts
    1,955,913
    ACCOUNTS
  • Average Account Value
    $550,123
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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