Emily Chou, financial advisor Chicago IL
93 score

Emily Chou

CRD Number: 5355247
Current Firm: Rivernorth Capital Management, LLC

Emily Chou (CRD# 5355247) is an Investment Advisor Representative working at Rivernorth Capital Management, LLC in Chicago, IL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Alps Distributors, Inc. Denver, CO Jan 2012 - Current 4
Rivernorth Capital Management, LLC Chicago, IL Dec 2010 - Current 6
Scottsdale Community College Scottsdale, AZ Aug 2010 - Dec 2010 < 1
University Of Illinois At Chicago Chicago, IL Jun 2010 - Aug 2010 < 1
Rivernorth Capital Management, LLC Chicago, IL Sep 2009 - Jun 2010 < 1
Jcrew Schaumburg, IL Nov 2008 - Sep 2009 < 1
Home Dekalb, IL Sep 2008 - Nov 2008 < 1
Rivernorth Capital Management, LLC Chicago, IL Jun 2008 - Sep 2008 < 1
University Of Illinois At Urbana-champaign Champaign, IL Aug 2007 - May 2008 < 1
Fic Lombard, IL May 2007 - Aug 2007 < 1
University Of Illinois At Urbana-champaign Champaign, IL Aug 2006 - May 2007 < 1
Holiday Hour Rv Dekalb, IL May 2006 - Aug 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 2012
S65 NASAA Investment Advisors Law Examination Nov 2009
Contact Info for Emily R. Chou
Phone Number: 312-832-1440
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    3,497
    MILLIONS
  • Total Number of Accounts
    9
    ACCOUNTS
  • Average Account Value
    $388,577,504
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

CA, IL, NY

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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