Eric HesseCRD Number: 5500897
Current Firm: Citigroup Global Markets Inc.
Eric Hesse (CRD# 5500897) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Chicago, IL and has over 9 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Citigroup||Chicago, IL||Sep 2015 - Current||2|
|U.s. Bancorp Investments, Inc.||Chicago, IL||Mar 2012 - Sep 2015||3|
|Fifth Third Securities||Northbrook, IL||Jan 2010 - Mar 2012||2|
|Fifth Third||Northbrook, IL||Oct 2009 - Mar 2012||2|
|Unemployment||Northbrook, IL||May 2009 - Oct 2009||< 1|
|Assest Menagement Group||Northbrook, IL||Nov 2008 - May 2009||< 1|
|Chase Investment Services Corp||Wheaton, IL||Mar 2008 - Nov 2008||< 1|
|Jp Morgan Chase Bank Na||Wheaton, IL||Mar 2008 - Nov 2008||< 1|
|North Shore Jammers||Highland Park, IL||Jun 2002 - Mar 2008||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2008|
|S66||NASAA Uniform Combined State Law Examination||Mar 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management22,285MILLIONS
Total Number of Accounts42,945ACCOUNTS
Average Account Value$518,927
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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