Erica Cartharn, financial advisor Chicago IL
89 score

Erica Cartharn

CRD Number: 6222470
Current Firm: Morgan Stanley

Erica Cartharn (CRD# 6222470) is an Investment Advisor Representative working at Morgan Stanley in Chicago, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Current 1
Morgan Stanley Smith Barney LLC Chicago, IL Apr 2014 - Current 2
First Investors Corporation Lombard, IL Mar 2014 - Apr 2014 < 1
First Investors Corporation Lombard, IL Jul 2013 - Mar 2014 < 1
Unemployed Crete, IL May 2013 - Jul 2013 < 1
Wittenberg University Springfield, OH Aug 2012 - May 2013 < 1
Wittenberg University Springfield, OH Aug 2009 - May 2013 3
Urban Minstries Calumet City, IL Jul 2012 - Aug 2012 < 1
A Phillip Randolph Chicago, IL Jun 2010 - Aug 2010 < 1
Crete-monee School District Crete, IL Jan 2003 - May 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2013
S65 NASAA Investment Advisors Law Examination Jun 2014
Contact Info for Erica S. Cartharn
Phone Number: 914-225-5510
Registered State(s):
  • IL
  • UT
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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