Hoi Ying Yau, financial advisor Chicago IL

Hoi Ying Yau

CRD Number: 6656893
Current Firm: Transamerica Financial Advisors, Inc.

Hoi Ying Yau (CRD# 6656893) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Chicago, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Transamerica Financial Advisors, Inc. Chicago, IL May 2016 - Current 5
World Financial Group, Inc. Chicago, IL Nov 2015 - Current 5
Homemaker Lake Villa, IL Jan 2004 - Nov 2015 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2016
S65 NASAA Investment Advisors Law Examination Dec 2017
Contact Info for Hoi Ying Yau
Phone Number: 727-299-1800
Registered State(s):
  • IL
  • TX
By the Numbers
  • Total Assets Under Management
    2,071
    MILLIONS
  • Total Number of Accounts
    52,745
    ACCOUNTS
  • Average Account Value
    $39,264
Compensation Options
  • A percentage of assets under your management
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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