James Barclay (CRD# 2600457) is an Investment Advisor Representative working at Advisors Asset Management, Inc. in Boerne, TX and has over 28 years of experience in the finance industry.
CRD# 2511275
S.b. Value Partners, LP
CRD# 4422977
Edward Jones
CRD# 5324995
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Advisors Asset Management, Inc. | Monument, CO | Sep 2023 - Current | < 1 |
| North Square Investments LLC | Chicago, IL | Jul 2018 - Aug 2023 | 5 |
| Imst Distributors, LLC | Chicago, IL | Jul 2015 - Jul 2018 | 3 |
| Oak Ridge Investments, LLC | Chicago, IL | Jul 2015 - Jul 2018 | 3 |
| Neuberger Berman Management Inc. | Chicago, IL | Apr 2000 - Jun 2015 | 15 |
| Neuberger Berman, LLC | Chicago, IL | Sep 1999 - Jun 2015 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1995 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2000 |
- IL
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Total Assets Under Management3,854MILLIONS
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Total Number of Accounts1,767ACCOUNTS
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Average Account Value$2,180,894
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY
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