James HammackCRD Number: 6564453
Current Firm: Interocean Capital
James Hammack (CRD# 6564453) is an Investment Advisor Representative working at Interocean Capital in Chicago, IL and has over 5 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Cetera Investment Advisers LLC
|Interocean Capital Group, LLC||Chicago, IL||Oct 2020 - Current||1|
|Interocean Capital, LLC||Chicago, IL||Oct 2017 - Oct 2020||3|
|Nfp Corporate Services||Northbrook, IL||Sep 2015 - Oct 2017||2|
|Kestra Advisory Services, LLC||Austin, TX||Sep 2015 - Oct 2017||2|
|Office Of Financial Regulation||Tallahassee, FL||Mar 2015 - Sep 2015||< 1|
|Andrews Catering||Tallahassee, FL||Sep 2013 - Aug 2015||1|
|Lumension||Scottsdale, AZ||May 2014 - Aug 2014||< 1|
|Lumension||Scottsdale, AZ||Jun 2013 - Aug 2013||< 1|
|Unemployed||Naples, FL||Aug 2012 - Jun 2013||< 1|
|Mastercare||Sarasota, FL||Jun 2012 - Aug 2012||< 1|
|Unemployed||Naples, FL||Jan 2006 - Jun 2012||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2016|
|S65||NASAA Investment Advisors Law Examination||Oct 2016|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management2,907MILLIONS
Total Number of Accounts3,294ACCOUNTS
Average Account Value$882,586
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
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