James Hammack (CRD# 6564453) is an Investment Advisor Representative working at Interocean Capital in Chicago, IL and has over 7 years of experience in the finance industry.
CRD# 2216510
Sequoia Wealth Management, LLC
CRD# 6067744
Goldstone Financial Group, LLC
CRD# 5648094
Highpoint Planning Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Interocean Capital Group, LLC | Chicago, IL | Oct 2020 - Current | 3 |
| Interocean Capital, LLC | Chicago, IL | Oct 2017 - Oct 2020 | 3 |
| Nfp Corporate Services | Northbrook, IL | Sep 2015 - Oct 2017 | 2 |
| Kestra Advisory Services, LLC | Austin, TX | Sep 2015 - Oct 2017 | 2 |
| Office Of Financial Regulation | Tallahassee, FL | Mar 2015 - Sep 2015 | < 1 |
| Andrews Catering | Tallahassee, FL | Sep 2013 - Aug 2015 | 1 |
| Lumension | Scottsdale, AZ | May 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2016 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2016 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management5,814MILLIONS
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Total Number of Accounts8,042ACCOUNTS
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Average Account Value$723,003
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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- Selection of other advisers (including private fund managers)
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