James Hammack, financial advisor Chicago IL

James Hammack

CRD Number: 6564453
Current Firm: Interocean Capital

James Hammack (CRD# 6564453) is an Investment Advisor Representative working at Interocean Capital in Chicago, IL and has over 5 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Interocean Capital Group, LLC Chicago, IL Oct 2020 - Current 1
Interocean Capital, LLC Chicago, IL Oct 2017 - Oct 2020 3
Nfp Corporate Services Northbrook, IL Sep 2015 - Oct 2017 2
Kestra Advisory Services, LLC Austin, TX Sep 2015 - Oct 2017 2
Office Of Financial Regulation Tallahassee, FL Mar 2015 - Sep 2015 < 1
Andrews Catering Tallahassee, FL Sep 2013 - Aug 2015 1
Lumension Scottsdale, AZ May 2014 - Aug 2014 < 1
Lumension Scottsdale, AZ Jun 2013 - Aug 2013 < 1
Unemployed Naples, FL Aug 2012 - Jun 2013 < 1
Mastercare Sarasota, FL Jun 2012 - Aug 2012 < 1
Unemployed Naples, FL Jan 2006 - Jun 2012 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2016
S65 NASAA Investment Advisors Law Examination Oct 2016
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James R. Hammack
Phone Number: 312-648-1720
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    2,907
    MILLIONS
  • Total Number of Accounts
    3,294
    ACCOUNTS
  • Average Account Value
    $882,586
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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