John ConwayCRD Number: 3074243
Current Firm: Kovitz Investment Group Partners, LLC
John Conway (CRD# 3074243) is an Investment Advisor Representative working at Kovitz Investment Group Partners, LLC in Chicago, IL and has over 18 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Kovitz Investment Group Partners, LLC||Chicago, IL||Jan 2016 - Current||2|
|Kovitz Securities, LLC||Chicago, IL||Sep 2003 - Current||14|
|Kovitz Investment Group LLC||Chicago, IL||Sep 2003 - Dec 2015||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management2,657MILLIONS
Total Number of Accounts3,100ACCOUNTS
Average Account Value$857,208
- A percentage of assets under your management
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, FL, IL, IN, MA, MI, MN, NC, NJ, NY, PA, TX, VA, WA, WI
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