Joshua Cross, financial advisor Chicago IL
83 score

Joshua Cross

CRD Number: 4522751
Current Firm: Arete Wealth Advisors, LLC

Joshua Cross (CRD# 4522751) is an Investment Advisor Representative working at Arete Wealth Advisors, LLC in Chicago, IL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Arete Wealth Management LLC Chicago, IL Aug 2012 - Current 4
Silvercap Wealth Management, Inc. West Des Moines, IA Feb 2012 - Current 4
Dewaay Capital Management Clive, IA Feb 2012 - Dec 2012 < 1
Dewaay Financial Network Clive, IA Feb 2012 - Aug 2012 < 1
Lpl Financial West Des Moines, IA Feb 2012 - Feb 2012 < 1
Black Mountain Management Clive, IA Jan 2011 - Feb 2012 1
Dewaay Financial Network Clive, IA Sep 2006 - Feb 2012 5
Dewaay Capital Management Clive, IA Feb 2005 - Feb 2012 7
Cross Capital Managment Clive, IA Jan 2006 - Dec 2010 4
Vsr Financial Services, Inc. Overland Park, KS Feb 2005 - Sep 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2003
S65 NASAA Investment Advisors Law Examination Mar 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Joshua E. Cross
Phone Number: 312-940-3684
Registered State(s):
  • AL
  • IL
  • IA
  • KS
  • MS
  • MO
  • NC
  • OH
  • SC
  • TX
  • WA
  • WI
  • VA
  • AZ
  • FL
  • CA
  • CO
  • MN
  • MI
  • NE
By the Numbers
  • Total Assets Under Management
    691
    MILLIONS
  • Total Number of Accounts
    4,557
    ACCOUNTS
  • Average Account Value
    $151,719
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, VA, WA, WI, WV

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BADGES
83

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