Kenneth Gimbel (CRD# 1737279) is an Investment Advisor Representative working at Stratos Wealth Advisors LLC in Kennebunkport, ME and has over 36 years of experience in the finance industry.
CRD# 5324751
Silver Maple Financial, LLC
CRD# 6528663
Ubs Financial Services Inc.
CRD# 2072909
Charter Oak Capital Management
| Company Name | Location | Dates | Years |
|---|---|---|---|
| At Investment Advisers Inc. | Chicago, IL | Aug 2017 - Current | 6 |
| Geneva Investment Management Of Chicago, LLC | Chicago, IL | Oct 2010 - Aug 2017 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1987 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2011 |
- ME
- TX
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Total Assets Under Management4,215MILLIONS
-
Total Number of Accounts12,529ACCOUNTS
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Average Account Value$336,408
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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