Lance Johnson, financial advisor Cleveland OH

Lance Johnson

CRD Number: 5614234
Current Firm: Mai Capital Management, LLC

Lance Johnson (CRD# 5614234) is an Investment Advisor Representative working at Mai Capital Management, LLC in Cleveland, OH and has over 11 years of experience in the finance industry. Lance Johnson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mai Capital Management, LLC Cleveland, OH Oct 2018 - Current 5
Bank Of America, N.a. Chicago, IL Oct 2013 - Oct 2018 5
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago, IL May 2013 - Oct 2018 5
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2012
S63 Uniform Securities State Law Examination Aug 2013
Contact Info for Lance G. Johnson
Phone Number: (216) 920-4800
Firm Website: http://www.maiinvest.com
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    15,773
    MILLIONS
  • Total Number of Accounts
    23,704
    ACCOUNTS
  • Average Account Value
    $665,433
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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