Lawrence BrottmanCRD Number: 1227075
Current Firm: Mid-continent Capital LLC
Lawrence Brottman (CRD# 1227075) is an Investment Advisor Representative working at Mid-continent Capital LLC in Chicago, IL and has over 25 years of experience in the finance industry. Lawrence Brottman has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Waddell & Reed
Forum Financial Management, LP
|Mid-continent Capital||Chicago, IL||May 2006 - Current||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1991|
|S65||NASAA Investment Advisors Law Examination||Mar 1993|
Total Assets Under Management2,366MILLIONS
Total Number of Accounts1,193ACCOUNTS
Average Account Value$1,982,998
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, CA, CO, FL, IL, LA, MA, MI, NE, NH, NY, TX
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