Nathaniel PierceCRD Number: 5893526
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Nathaniel Pierce (CRD# 5893526) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, IL and has over 7 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
|Bank Of America, N.a.||Chicago, IL||Feb 2012 - Current||6|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Chicago, IL||Dec 2011 - Current||6|
|New England Financial||Northbrook, IL||Mar 2011 - Dec 2011||< 1|
|J.s. Paluch Company||Franklin Park, IL||Dec 2010 - Mar 2011||< 1|
|Truequest Communications||Chicago, IL||Jun 2010 - Mar 2011||< 1|
|Techny Towers Conference And Retreat Center||Techny, IL||May 2010 - Dec 2010||< 1|
|Grinnell College||Grinnell, IA||May 2006 - May 2010||4|
|J.s. Paluch Company||Franklin Park, IL||May 2009 - Aug 2009||< 1|
|Lake County United||Highland Park, IL||May 2008 - Aug 2008||< 1|
|Grinnell College||Grinnell, IA||Aug 2006 - May 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 2011|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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