Neha Prabhu, financial advisor Chicago IL

Neha Prabhu

CRD Number: 6470936
Current Firm: Studio Investment Management
Compensation Model: Fee Only

Neha Prabhu is an Research Analyst, Financial Planner, and Principal at Studio Investment Management in Chicago, IL and has nearly 10 years of experience in the investment management industry. Neha Prabhu has taken additional exams to become a Certified Financial Planner (CFP®), and Chartered Financial Analyst (CFA).

 

CFP(R) professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

The Chartered Financial Analyst (CFA) charter is a globally respected, graduate-level investment credential established in 1962 and awarded by CFA Institute — the largest global association of investment professionals.

 

Passing the three CFA exams is a difficult feat that requires extensive study. Earning the CFA charter demonstrates mastery of many of the advanced skills needed for investment analysis and decision-making in today’s quickly evolving global financial industry. 

 

The CFA Program curriculum provides a comprehensive framework of knowledge for investment decision-making and is firmly grounded in the knowledge and skills used every day in the investment profession. The three levels of the CFA Program test proficiency with a wide range of fundamental and advanced investment topics, including ethical and professional standards, fixed-income and equity analysis, alternative and derivative investments, economics, financial reporting standards, portfolio management, and wealth planning. 

 

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Professional Designations
Company Name Location Dates Years
Studio Investment Management Chicago, IL Aug 2011 - Current 8
Summit Wealth Management Chicago, IL Jul 2008 - Aug 2011 3
Antares Capital Management Chicago, IL Aug 2007 - Jul 2008 < 1
University Of Michigan Ann Arbor, MI Aug 2003 - May 2007 3

Neha Prabhu has no recent exams reported.
Contact Info for Neha Prabhu
Phone Number: 312-399-0828
Registered State(s):
  • CA
  • IL
By the Numbers
  • Total Assets Under Management
    87
    MILLIONS
  • Total Number of Accounts
    165
    ACCOUNTS
  • Average Account Value
    $524,268
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

CA, IL, TX

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This advisor has a clean track record with regulators.

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