Nicholas Lopez, financial advisor Chicago IL

Nicholas Lopez

CRD Number: 7052805
Current Firm: Zacks Investment Management, Inc.

Nicholas Lopez (CRD# 7052805) is an Investment Advisor Representative working at Zacks Investment Management, Inc. in Chicago, IL and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Lbmz Securities, Inc. Chicago, IL Feb 2023 - Current 1
Zacks Investment Management Chicago, IL Oct 2021 - Current 2
Edward Jones St Louis, MO Dec 2018 - Aug 2021 2
Henry County Public Schools Collinsville, VA Jul 2018 - Dec 2018 < 1
Full Time Student- Virginia Tech Blacksburg, VA Aug 2015 - May 2018 2
Henry County/martinsville Ymca Martinsville, VA May 2016 - Sep 2017 1
Full Time Student: K-12 Ridgeway, VA Jan 2009 - May 2015 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jun 2019
Contact Info for Nicholas K. Lopez
Phone Number: 312-265-9266
Registered State(s):
  • VA
By the Numbers
  • Total Assets Under Management
    10,556
    MILLIONS
  • Total Number of Accounts
    11,373
    ACCOUNTS
  • Average Account Value
    $928,157
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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