Nicholas RobertsonCRD Number: 5909461
Current Firm: Ubs Financial Services Inc.
Nicholas Robertson (CRD# 5909461) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Chicago, IL and has over 5 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Ubs Financial Services Inc.||Chicago, IL||Jan 2013 - Current||5|
|Ameriprise Financial Services,inc||Minneapolis, MN||Sep 2012 - Dec 2012||< 1|
|School||Coon Rapids, MN||Jan 2002 - Sep 2012||10|
|Ubs Financial Services||Chicago, MN||Mar 2011 - Jun 2011||< 1|
|Mavo Systems||White Bear Lake, MN||Jun 2010 - Aug 2010||< 1|
|Mavo Systems||White Bear Lake, MN||Jun 2009 - Aug 2009||< 1|
|Mavo Systems||White Bear Lake, MN||Jun 2008 - Aug 2008||< 1|
|Mavo Systems||White Bear Lake, MN||Jun 2007 - Aug 2007||< 1|
|Mavo Systems||White Bear Lake, MN||Jun 2006 - Aug 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2012|
|S66||NASAA Uniform Combined State Law Examination||Jun 2013|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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