Richard Smith, financial advisor Chicago IL

Richard Smith

CRD Number: 4625299
Current Firm: Src Capital Management

Richard Smith (CRD# 4625299) is an Investment Advisor Representative working at Src Capital Management in Chicago, IL and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers Matteson, IL May 2003 - Current 20
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2003
S65 NASAA Investment Advisors Law Examination Apr 2003
Contact Info for Richard E. Smith
Phone Number: 312-268-5900
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    8
    ACCOUNTS
  • Average Account Value
    $46,578
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

IL

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