Roberto Montano, financial advisor Chicago IL
81 score

Roberto Montano

CRD Number: 3003372
Current Firm: Waddell & Reed

Roberto Montano (CRD# 3003372) is an Investment Advisor Representative working at Waddell & Reed in Chicago, IL and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Various Insurance Carriers For W&r Insurance Agencies Chicago, IL Sep 2015 - Current 1
Waddell & Reed, Inc. Chicago, IL Sep 2015 - Current 1
Us Bancorp Investments, Inc. Chicago, IL Apr 2013 - Sep 2015 2
Fifth Third Securities Chicago, IL Nov 2011 - Apr 2013 1
City College Of Chicago Chicago, IL Mar 2011 - Nov 2011 < 1
Rotary International Evanston, IL Feb 2011 - Mar 2011 < 1
Chicago For Rahm Chicago, ID Sep 2010 - Feb 2011 < 1
Signator Investors Inc. Rosemont, IL Jun 2009 - Nov 2010 1
Roosevelt University Chicago, IL Aug 2007 - May 2010 2
Chicago Department Of Zoning Land Use And Planning Chicago, IL Aug 2008 - Mar 2009 < 1
Chicago City Council, 25th Ward Chicago, IL Jul 2005 - Sep 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 2009
S65 NASAA Investment Advisors Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Roberto Montano
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
81

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