Roberto MontanoCRD Number: 3003372
Current Firm: Waddell & Reed
Roberto Montano (CRD# 3003372) is an Investment Advisor Representative working at Waddell & Reed in Chicago, IL and has over 6 years of experience in the finance industry.
Waddell & Reed
Forum Financial Management, LP
|Various Insurance Carriers For W&r Insurance Agencies||Chicago, IL||Sep 2015 - Current||1|
|Waddell & Reed, Inc.||Chicago, IL||Sep 2015 - Current||1|
|Us Bancorp Investments, Inc.||Chicago, IL||Apr 2013 - Sep 2015||2|
|Fifth Third Securities||Chicago, IL||Nov 2011 - Apr 2013||1|
|City College Of Chicago||Chicago, IL||Mar 2011 - Nov 2011||< 1|
|Rotary International||Evanston, IL||Feb 2011 - Mar 2011||< 1|
|Chicago For Rahm||Chicago, ID||Sep 2010 - Feb 2011||< 1|
|Signator Investors Inc.||Rosemont, IL||Jun 2009 - Nov 2010||1|
|Roosevelt University||Chicago, IL||Aug 2007 - May 2010||2|
|Chicago Department Of Zoning Land Use And Planning||Chicago, IL||Aug 2008 - Mar 2009||< 1|
|Chicago City Council, 25th Ward||Chicago, IL||Jul 2005 - Sep 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2009|
|S65||NASAA Investment Advisors Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management18,309MILLIONS
Total Number of Accounts149,599ACCOUNTS
Average Account Value$122,387
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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