Roberto MontanoCRD Number: 3003372
Current Firm: Waddell & Reed
Roberto Montano (CRD# 3003372) is an Investment Advisor Representative working at Waddell & Reed in Chicago, IL and has over 8 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
|Various Insurance Carriers For W&r Insurance Agencies||Chicago, IL||Sep 2015 - Current||2|
|Waddell & Reed, Inc.||Chicago, IL||Sep 2015 - Current||2|
|Us Bancorp Investments, Inc.||Chicago, IL||Apr 2013 - Sep 2015||2|
|Fifth Third Securities||Chicago, IL||Nov 2011 - Apr 2013||1|
|City College Of Chicago||Chicago, IL||Mar 2011 - Nov 2011||< 1|
|Rotary International||Evanston, IL||Feb 2011 - Mar 2011||< 1|
|Chicago For Rahm||Chicago, ID||Sep 2010 - Feb 2011||< 1|
|Signator Investors Inc.||Rosemont, IL||Jun 2009 - Nov 2010||1|
|Roosevelt University||Chicago, IL||Aug 2007 - May 2010||2|
|Chicago Department Of Zoning Land Use And Planning||Chicago, IL||Aug 2008 - Mar 2009||< 1|
|Chicago City Council, 25th Ward||Chicago, IL||Jul 2005 - Sep 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2009|
|S65||NASAA Investment Advisors Law Examination||Dec 2009|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management19,057MILLIONS
Total Number of Accounts153,035ACCOUNTS
Average Account Value$124,526
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.