Samantha DubuqueCRD Number: 5294125
Current Firm: Vestor Capital, LLC
Samantha Dubuque (CRD# 5294125) is an Investment Advisor Representative working at Vestor Capital, LLC in Chicago, IL and has over 6 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Vestor Capital Securities, LLC||Chicago, IL||Oct 2012 - Current||5|
|Vestor Capital, LLC||Chicago, IL||Oct 2012 - Current||5|
|Vestor Capital Partners, LLC||Chicago, IL||Oct 2010 - Oct 2012||2|
|Vestor Capital Securities Corporation||Chicago, IL||Dec 2006 - Oct 2010||3|
|Vestor Capital Corporation||Chicago, IL||Dec 2006 - Oct 2010||3|
|Jp Morgan Chase||Morristown, NJ||May 2006 - Oct 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2015|
|S65||NASAA Investment Advisors Law Examination||Dec 2010|
Total Assets Under Management540MILLIONS
Total Number of Accounts1,025ACCOUNTS
Average Account Value$526,423
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
CA, CO, FL, GA, IL, IN, KY, LA, MA, NC, NE, NY, PA, TX, WI
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