Sara BuffingtonCRD Number: 6713488
Current Firm: Morningstar Investment Services LLC
Sara Buffington (CRD# 6713488) is an Investment Advisor Representative working at Morningstar Investment Services LLC in Chicago, IL and has over 5 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
J.p. Morgan Securities LLC
|Morningstar Investment Services||Chicago, IL||Sep 2019 - Current||2|
|Principal Life Insurance Company||Overland Park, KS||Oct 2016 - Aug 2019||2|
|Principal Securities Inc.||Overland Park, KS||Oct 2016 - Aug 2019||2|
|Great Western Bank||Overland Park, KS||Jun 2012 - Oct 2016||4|
|Boundless/scooters Coffee||Shawnee, KS||Dec 2010 - Jun 2012||1|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||May 2018|
|S63||Uniform Securities State Law Examination||Oct 2016|
Total Assets Under Management12,176MILLIONS
Total Number of Accounts66,376ACCOUNTS
Average Account Value$183,435
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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