Sarah Ellis, financial advisor Chicago IL

Sarah Ellis

CRD Number: 6227310
Current Firm: Fidelity Personal And Workplace Advisors

Sarah Ellis (CRD# 6227310) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Chicago, IL and has over 10 years of experience in the finance industry.

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Company Name Location Dates Years
Fidelity Brokerage Services LLC Chicago, IL May 2020 - Current 3
Wells Fargo Clearing Services LLC Greenwood Village, CO May 2018 - May 2020 2
Nuveen Chicago, IL Aug 2017 - Apr 2018 < 1
Morgan Stanley Chicago, IL May 2014 - Aug 2017 3
Jpmorgan Securities, LLC Naperville, IL Jul 2013 - May 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2013
S66 NASAA Uniform Combined State Law Examination Dec 2015
Contact Info for Sarah L. Ellis
Phone Number: 617-563-7000
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    652,548
    MILLIONS
  • Total Number of Accounts
    1,712,247
    ACCOUNTS
  • Average Account Value
    $381,106
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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