Scott Richter, financial advisor Chicago IL
93 score

Scott Richter

CRD Number: 5366137
Current Firm: Advice And Planning Services

Scott Richter (CRD# 5366137) is an Investment Advisor Representative working at Advice And Planning Services in Chicago, IL and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Chicago, IL Jan 2014 - Current 4
Tiaa Chicago, IL Jan 2014 - Current 4
Fidelity Investments Highland Park, IL Nov 2010 - Jan 2014 3
Metlife Securities Inc. Downers Grove, IL Dec 2007 - Oct 2010 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2008
S65 NASAA Investment Advisors Law Examination Feb 2009
Contact Info for Scott A. Richter
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    21,673
    MILLIONS
  • Total Number of Accounts
    55,750
    ACCOUNTS
  • Average Account Value
    $388,745
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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