Sergio LovatoCRD Number: 3084653
Current Firm: Charles Schwab & Company, Inc.
Sergio Lovato (CRD# 3084653) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Chicago, IL and has over 22 years of experience in the finance industry.
Upper Left Wealth Management, LLC
Sequoia Wealth Management, LLC
Securities America Advisors, Inc.
|Bluerock Capital Markets, LLC||Newport Beach, CA||Jul 2022 - Current||< 1|
|Charles Schwab Investment Advisory, Inc.||Thornton, CO||Jan 2020 - Jun 2022||2|
|Charles Schwab Trust Bank||Thornton, CO||Jan 2019 - Jun 2022||3|
|Charles Schwab & Company, Inc.||Thornton, CO||Apr 2007 - Jun 2022||15|
|Charles Schwab Bank||Lone Tree, CO||Apr 2008 - Jan 2019||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1999|
|S66||NASAA Uniform Combined State Law Examination||May 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Financial planning services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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