Sergio Lovato, financial advisor Chicago IL

Sergio Lovato

CRD Number: 3084653
Current Firm: Charles Schwab & Company, Inc.

Sergio Lovato (CRD# 3084653) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Chicago, IL and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
Bluerock Capital Markets, LLC Newport Beach, CA Jul 2022 - Current < 1
Charles Schwab Investment Advisory, Inc. Thornton, CO Jan 2020 - Jun 2022 2
Charles Schwab Trust Bank Thornton, CO Jan 2019 - Jun 2022 3
Charles Schwab & Company, Inc. Thornton, CO Apr 2007 - Jun 2022 15
Charles Schwab Bank Lone Tree, CO Apr 2008 - Jan 2019 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S66 NASAA Uniform Combined State Law Examination May 2007
Contact Info for Sergio A. Lovato
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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