Shiqi Lu, financial advisor Chicago IL

Shiqi Lu

CRD Number: 7224144
Current Firm: Morgan Stanley

Shiqi Lu (CRD# 7224144) is an Investment Advisor Representative working at Morgan Stanley in Chicago, IL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Morgan Stanley Chicago, IL Apr 2021 - Current 1
Morgan Stanley Chicago, IL Feb 2020 - Apr 2021 1
Unemployment Raleigh, NC Dec 2019 - Feb 2020 < 1
Hindman Auction House Chicago, IL May 2019 - Dec 2019 < 1
Full Time Graduate Student Chicago, IL May 2017 - May 2019 2
School Of The Art Institute Of Chicago Chicago, IL May 2017 - May 2019 2
School Of The Art Institute Of Chicago Chicago, IL May 2017 - May 2019 2
School Of The Art Institute Of Chicago Chicago, IL May 2015 - May 2017 2
Wake Tech Community College Raleigh, NC May 2013 - May 2015 2
Natural SPA Chapel Hill, NC May 2013 - May 2015 2
Bloom SPA New York, NY May 2012 - May 2013 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2021
Contact Info for Shiqi Lu
Phone Number: 914-225-5510
Registered State(s):
  • IL
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    1,311,935
    MILLIONS
  • Total Number of Accounts
    2,129,899
    ACCOUNTS
  • Average Account Value
    $615,961
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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