Thomas Johnson, financial advisor Chicago IL
89 score

Thomas Johnson

CRD Number: 5421745
Current Firm: Td Ameritrade, Inc.

Thomas Johnson (CRD# 5421745) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Chicago, IL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Tdameritrade, Inc. Chicago, IL Jul 2013 - Current 3
Interactive Brokers LLC Chicago, IL Sep 2011 - Jul 2013 1
Mac Consulting Plus, LLC Fort Myers, FL Sep 2010 - Aug 2011 < 1
Interactive Brokers LLC Chicago, IL Sep 2007 - Aug 2010 2
Sss Trading, Ltd. Naperville, IL Sep 2005 - Sep 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Thomas W. Johnson
Phone Number: (800) 669-3900
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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