Thomas Raterman, financial advisor Chicago IL
83 score

Thomas Raterman

CRD Number: 4532910
Current Firm: Gsv Investment Advisors LLC

Thomas Raterman (CRD# 4532910) is an Investment Advisor Representative working at Gsv Investment Advisors LLC in Chicago, IL and has over 13 years of experience in the finance industry.

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Harbor Light Securities, LLC Tampa, FL Mar 2014 - Current 3
Gentry Private Wealth Management LLC Chicago, IL Jan 2012 - Current 6
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1st Worldwide Financial Partners, LLC Schrewsbury, NJ May 2006 - Dec 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2007
S66 NASAA Uniform Combined State Law Examination Apr 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Thomas B. Raterman
Phone Number: 312-552-7163
Firm Website:
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


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