Carlos De LeonCRD Number: 6231875
Current Firm: Lpl Financial LLC
Carlos De Leon (CRD# 6231875) is an Investment Advisor Representative working at Lpl Financial LLC in Chicopee, MA and has over 5 years of experience in the finance industry.
Milestone Asset Management Group, LLC
Advice And Planning Services
Integrated Wealth Concepts LLC
|Lpl Financial, LLC||Chicopee, MA||Jul 2013 - Current||8|
|Westfield Bank (formerly: Chicopee Savings Bank)||Chicopee, MA||Jul 2012 - Current||9|
|Elms College||Chicopee, Ma 01013, MA||Aug 2008 - May 2012||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2016|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management268,834MILLIONS
Total Number of Accounts1,055,189ACCOUNTS
Average Account Value$254,773
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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