Brian Upton, financial advisor Chillicothe MO

Brian Upton

CRD Number: 5822711
Current Firm: Raymond James Financial Services Advisors, Inc.

Brian Upton (CRD# 5822711) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Chillicothe, MO and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Nibarger Investment Services, LLC Chillicothe, MO Oct 2011 - Current 12
Raymond James Financial Services Advisors, Inc. Chillicothe, MO Sep 2010 - Current 13
Raymond James Financial Services Chillicothe, MO Jul 2010 - Current 13
Nibarger Investments Chillicothe, MO Jul 2010 - Current 13
Farming Dawn, MO Apr 1999 - Current 24
Trenton High School Trenton, MO Aug 2012 - May 2019 6
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2010
Contact Info for Brian D. Upton
Phone Number: 727-567-3020
Registered State(s):
  • MO
By the Numbers
  • Total Assets Under Management
    275,430
    MILLIONS
  • Total Number of Accounts
    985,117
    ACCOUNTS
  • Average Account Value
    $279,591
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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