Carlos Rojas, financial advisor Chino CA
93 score

Carlos Rojas

CRD Number: 5523783
Current Firm: J.p. Morgan Securities LLC

Carlos Rojas (CRD# 5523783) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Chino, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
J.p. Morgan Securities LLC Ontario, CA Oct 2012 - Current 4
Chase Investment Services Corp Montclair, CA Nov 2011 - Oct 2012 < 1
Edward Jones St. Louis, MO Nov 2008 - Nov 2011 3
Edward Jones Rancho Cucamonga, CA Jun 2008 - Nov 2008 < 1
Edward Jones Rancho Cucamonga, CA Apr 2008 - Jun 2008 < 1
California State University, San Bernardino San Bernardino, CA Sep 2006 - Jun 2008 1
Re/max Legends Alta Loma, CA Apr 2004 - Nov 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2009
Contact Info for Carlos E. Rojas
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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