Catherine Johnson, financial advisor Chippewa Falls WI
93 score

Catherine Johnson

CRD Number: 4575692
Current Firm: Raymond James Financial Services Advisors, Inc.

Catherine Johnson (CRD# 4575692) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Chippewa Falls, WI and has over 15 years of experience in the finance industry.

Similar Advisors
Ty Bernicke, financial advisor Chippewa Falls WI
Ty A. Bernicke
CRD# 2936490
Bernicke Wealth Management, Ltd.
Score
96
Similar Advisors
Michael Brahmer, financial advisor Chippewa Falls WI
Michael G. Brahmer
CRD# 4917470
Bernicke Wealth Management, Ltd.
Score
96
Similar Advisors
Gregory Edwards, financial advisor Chippewa Falls WI
Gregory D. Edwards
CRD# 2854564
Commonwealth Financial Network
Score
96
Company Name Location Dates Years
Insurance-non Variable Chippewa Falls, WI Jun 2012 - Current 5
Raymond James Financial Services Advisors Inc. Chippewa Falls, WI Aug 2011 - Current 6
Raymond James Financial Services Chippewa Falls, WI Jul 2011 - Current 6
Fries Financial Group Chippewa Falls, WI Jul 2011 - Current 6
Axa Advisors, LLC New York, NY Aug 2002 - Jul 2011 8
Midwest Professional Planners, Ltd. Bloomer, WI Mar 2010 - May 2011 1
Midwest Professional Planners, Ltd. Eau Claire, WI Oct 2009 - May 2011 1
Midwest Professional Planners, Ltd. Chippewa Falls, WI Nov 2003 - Oct 2009 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2002
Contact Info for Catherine A. Johnson
Phone Number: 727-567-1000
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Catherine Johnson and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.

Disclosure

Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.