Stephen Driever, financial advisor Chippewa Falls WI
83 score

Stephen Driever

CRD Number: 1276132
Current Firm: Lpl Financial LLC

Stephen Driever (CRD# 1276132) is an Investment Advisor Representative working at Lpl Financial LLC in Chippewa Falls, WI and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Wealth Management Group, LLC Chippewa Falls, WI May 2015 - Current 1
Lpl Financial, LLC Chippewa Falls, WI May 2015 - Current 1
Wells Fargo Advisors LLC Eau Claire, WI Jan 2011 - May 2015 4
Wells Fargo Investments, LLC Eau Claire, WI Oct 2009 - Jan 2011 1
Ubs Financial Services Wayzata, MN Jun 2005 - Oct 2009 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1984
S65 NASAA Investment Advisors Law Examination Nov 1998
S66 NASAA Uniform Combined State Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Stephen F. Driever
Phone Number: 617-423-3644
Firm Website: http://www.lpl.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    112,086
    MILLIONS
  • Total Number of Accounts
    531,091
    ACCOUNTS
  • Average Account Value
    $211,049
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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