Sara BohnCRD Number: 4615266
Current Firm: First Citizens Investor Services, Inc.
Sara Bohn (CRD# 4615266) is an Investment Advisor Representative working at First Citizens Investor Services, Inc. in Christiansburg, VA and has over 14 years of experience in the finance industry. Sara Bohn has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Roger R. Bell & Company, Inc.
Ameriprise Financial Services, Inc.
Partners In Financial Planning, LLC
|First Citizens Investor Services||Raleigh, NC||Oct 2014 - Current||2|
|Verity Investments, Inc.||Durham, NC||Aug 2014 - Oct 2014||< 1|
|Verity Asset Management||Durham, NC||Aug 2014 - Oct 2014||< 1|
|Unemployed||Blacksburg, VA||Apr 2014 - Aug 2014||< 1|
|Vsr Financial Services, Inc.||Overland Park, KS||Apr 2011 - Apr 2014||3|
|Vsr Advisory Services, Inc.||Overland Park, KS||Apr 2011 - Apr 2014||3|
|Joel S Williams $ Associates ,llc||Blacksburg, VA||Mar 2011 - Apr 2014||3|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Dec 2002 - Feb 2011||8|
|Northwestern Mutual Investment Services, LLC||Roanoke, VA||Dec 2002 - Feb 2011||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 2003|
|S65||NASAA Investment Advisors Law Examination||Jun 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management559MILLIONS
Total Number of Accounts2,293ACCOUNTS
Average Account Value$243,803
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, FL, GA, ID, IL, IN, MD, MS, NC, NE, NH, NJ, NY, PA, SC, TN, TX, VA, WA, WV