James Horn (CRD# 5495146) is an Investment Advisor Representative working at Edelman Financial Engines in Amherst, NY and has over 15 years of experience in the finance industry.
CRD# 1234546
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 1604730
Lytle Investments
CRD# 6254146
Equitable Advisors, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Engines Advisors LLC | Amherst, NY | Nov 2016 - Current | 7 |
| Tmfs Advisors, LLC | Syracuse, NY | Nov 2015 - Nov 2016 | 1 |
| Tmfs-national Iii, LLC | Buffalo, NY | May 2016 - Jun 2016 | < 1 |
| Ameriprise Financial Services Inc. | Rochester, NY | Aug 2015 - Oct 2015 | < 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Rochester, NY | Jan 2013 - Aug 2015 | 2 |
| Tiaa | Rochester, NY | Jan 2013 - Aug 2015 | 2 |
| M And T Securities | Buffalo, NY | Feb 2011 - Aug 2015 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2009 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2012 |
- NY
- TX
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Total Assets Under Management270,770MILLIONS
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Total Number of Accounts1,561,555ACCOUNTS
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Average Account Value$173,398
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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