Cory Sims (CRD# 6099496) is an Investment Advisor Representative working at Sims Investment Management LLC in Cincinnati, OH and has over 11 years of experience in the finance industry.
CRD# 2076400
Ubs Financial Services Inc.
CRD# 6251091
Northwestern Mutual Investment Services,llc
CRD# 1283765
Robert W. Baird & Company Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Toddcares, Inc. | Wilmington, DE | Jan 2024 - Current | < 1 |
| Winnie Capital, LLC | Philadelphia, PA | Dec 2023 - Current | < 1 |
| Cec Real Estate, LLC | Cincinnati, OH | Oct 2023 - Current | < 1 |
| Baehr & Company, LLC | Philadelphia, PA | Sep 2023 - Current | < 1 |
| (be)philly | Philadelphia, PA | Feb 2021 - Current | 3 |
| Sims Investment Management, LLC | Cincinnati, OH | Nov 2013 - Current | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
- FL
- KY
- LA
- OH
- TX
- WV
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Total Assets Under Management194MILLIONS
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Total Number of Accounts1,575ACCOUNTS
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Average Account Value$122,976
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Publication of periodicals or newsletters
CA, CO, FL, IN, KY, LA, NC, OH, PA, TX, WV
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