Emily Prendiville, financial advisor Cincinnati OH
96 score

Emily Prendiville

CRD Number: 1435084
Current Firm: On Investment Management Co

Emily Prendiville (CRD# 1435084) is an Investment Advisor Representative working at On Investment Management Co in Cincinnati, OH and has over 30 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
The O. N. Equity Sales Company Cincinnati, OH Sep 2012 - Current 5
Ohio National Financial Services Cincinnati, OH Aug 2011 - Current 6
Guardian Life Insurance Company New York, NY Apr 2000 - Current 17
Park Avenue Securities LLC New York, NY Apr 2000 - Sep 2012 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1987
S66 NASAA Uniform Combined State Law Examination Aug 2000
Contact Info for Emily W. Prendiville
Phone Number: 855-262-0913
Registered State(s):
  • MA
  • NH
  • TN
By the Numbers
  • Total Assets Under Management
    832
    MILLIONS
  • Total Number of Accounts
    6,888
    ACCOUNTS
  • Average Account Value
    $120,767
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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