James Dunphy (CRD# 4722688) is an Investment Advisor Representative working at Dunphy Wealth Management, Inc. in Cincinnati, OH and has 1 year of experience in the finance industry. James Dunphy has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6626957
Kld Wealth Management
CRD# 2076400
Ubs Financial Services Inc.
CRD# 6251091
Northwestern Mutual Investment Services,llc
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Dunphy Wealth Management Inc. | Cincinnati, OH | Jan 2005 - Current | 19 |
- OH
- TX
-
Total Assets Under Management15MILLIONS
-
Total Number of Accounts47ACCOUNTS
-
Average Account Value$317,322
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
KY, OH, TX
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