James Huston, financial advisor Cincinnati OH
96 score

James Huston

CRD Number: 1294149
Current Firm: Lincoln Investment

James Huston (CRD# 1294149) is an Investment Advisor Representative working at Lincoln Investment in Cincinnati, OH and has over 32 years of experience in the finance industry. James Huston has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Lincoln Investment The Woodlands, TX Jun 2012 - Current 4
Capital Analysts Cincinnati, OH Jan 2012 - Current 4
Outlook Financial Group, LLC The Woodlands, TX Apr 2006 - Current 10
Self Houston, TX Jan 1981 - Current 35
Sanders Morris Harris Inc. Houston, TX Nov 2001 - Jan 2012 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1984
S65 NASAA Investment Advisors Law Examination Sep 1999
Contact Info for James F. Huston
Phone Number: 215-887-8111
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    5,982
    MILLIONS
  • Total Number of Accounts
    93,933
    ACCOUNTS
  • Average Account Value
    $63,688
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Market timing services
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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