Mark Drahman, financial advisor Cincinnati OH
77 score

Mark Drahman

CRD Number: 3135933
Current Firm: Robert W. Baird & Company Incorporated

Mark Drahman (CRD# 3135933) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Cincinnati, OH and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Robert W. Baird & Co Cincinnati, OH Apr 2014 - Current 2
Ameriprise Financial Services, Inc. Cincinnati, OH Dec 2011 - Apr 2014 2
Unemployed Cincinnati, OH Apr 2011 - Dec 2011 < 1
Home Depot Cincinnati, OH Mar 2011 - Mar 2011 < 1
Unemployed Cincinnati, OH Nov 2010 - Mar 2011 < 1
Farmers Financial Solutions Mason, OH Jul 2010 - Nov 2010 < 1
Farmers Insurance Group Mason, OH May 2010 - Nov 2010 < 1
Unemployed Trenton, OH Mar 2010 - May 2010 < 1
Ameriprise Financial Services Inc. Cincinnati, OH Jan 2009 - Mar 2010 1
Defender Direct Cincinnati, OH Nov 2008 - Jan 2009 < 1
Unemployed West Harrison, IN Jun 2008 - Nov 2008 < 1
Morgan Stanley & Company, Incorporated San Diego, CA Apr 2007 - Jun 2008 1
Morgan Stanley Dw, Inc. San Diego, CA Jul 2005 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Mark L. Drahman
Phone Number: 414-765-3500
Registered State(s):
  • IN
  • OH
By the Numbers
  • Total Assets Under Management
    83,910
    MILLIONS
  • Total Number of Accounts
    90,406
    ACCOUNTS
  • Average Account Value
    $928,144
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Mark Drahman and other advisors.
BADGES
77

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